Insights by Tag:

Risk management

Regulation
Leonteq to pay US$10m for breaching risk management, suitability obligations

12 Dec 2024

Leonteq to pay US$10m for breaching risk management, suitability obligations

Finma has ordered the structured products provider to halt its existing relationships as well as new business with unregulated distributors.

Technology
SRP Apac 2024 awards: Murex – HSCEI autocall debacle has triggered a product shift

05 Jun 2024

SRP Apac 2024 awards: Murex – HSCEI autocall debacle has triggered a product shift

Murex won the Best Pricing & Risk Analytics Provider at this year's SRP Asia Pacific 2024 awards.

Products
China’s regulator moves to curb snowball issuance

30 Apr 2024

China’s regulator moves to curb snowball issuance

The regulator has released new guidance on risk management for A-share linked OTC derivatives products, following 40% high coupon rate products offered in the market.

Analysis
Analysis: enhancing risk management of single stock underlyings

13 Mar 2024

Analysis: enhancing risk management of single stock underlyings

In this analysis piece, we look at the rationale behind a growing underlying type in the European structured products market.

Products
Roche: most defensive barriers at safe distance as stock struggles

15 Nov 2023

Roche: most defensive barriers at safe distance as stock struggles

More than 75% of live products featuring the Swiss share are more than 10% away from crossing their Knock-In barriers; 55% at more than 20% from breaching them.

Expert View
Roche: most defensive barriers at safe distance as stock struggles

15 Nov 2023

Roche: most defensive barriers at safe distance as stock struggles

More than 75% of live products featuring the Swiss share are more than 10% away from crossing their Knock-In barriers; 55% at more than 20% from breaching them.

Products
Change of direction - risk management in focus

15 Sep 2022

Change of direction - risk management in focus

The recent crash in the crypto market has brought attention to risk management and the need for broader market exposure to avoid the risk of overweighing on single names.

Products
BNP Paribas' Meary: we shifted our strategy to focus on the flow side of the business

15 Jul 2022

BNP Paribas' Meary: we shifted our strategy to focus on the flow side of the business

In the first of a two-part interview, Renaud Meary, global head of equity derivatives at BNP Paribas, talks about the new divisional set up, last year’s activities and the market shift towards products with shorter investment terms.

Products
Analysis: uncertainty on single stock dividend payments is higher than on indices

25 May 2022

Analysis: uncertainty on single stock dividend payments is higher than on indices

Single stock decrement indices make sense when dividend levels are unpredictable and variable.

Market
Recycling risk (Part 2): offloading vol

11 May 2022

Recycling risk (Part 2): offloading vol

Market players talk about how implied volatility is managed by trading desks, and its role in triggering the shift away from traditional equity index-linked autocallables and reverse convertibles structures.

Market
SG structured products portfolio remains stable, good risk management

10 May 2022

SG structured products portfolio remains stable, good risk management

The French investment bank reported strong client activity in listed products in Q1 2022.

Events
SRP Americas 2021: the vision for a sustainable future of the industry

30 Sep 2021

SRP Americas 2021: the vision for a sustainable future of the industry

This years’ flagship panel discussion looked at the transition from the pre-covid world to the new normal.