Insights by Tag:

Bafin

Regulation
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28 Jan 2026

Sumitomo Mitsui AMC expands presence in Europe via German subsidiary

The newly established entity will be registered with the German...

Regulation
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12 Nov 2025

BSW: structured products need a fair chance in regulation and retirement planning

As BaFin’s turbo restrictions loom, the BSW chief outlines the...

Regulation
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30 Oct 2025

Mayer Brown: industry relieved as full ban on turbos avoided

The law firm points that the new rules will have a practical impact on...

Regulation
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16 Oct 2025

Bafin cracks down on turbo certificates sold to retail investors

The German regulator has issued a general order with several...

Regulation
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18 Jun 2025

Germany: half of investors don’t understand structured investment products

The regulator has flagged inconsistent cost disclosures, potentially...

Regulation
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23 May 2025

Update: Germany - Bafin targets turbo certificates as retail losses pile up

The German financial supervisory authority Bafin has announced plans...

Market
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20 Nov 2023

SRP in brief: junk fees and barriers

Regulatory developments in Germany and the US, turnover in...

Regulation
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13 Nov 2023

German regulator warns Leonteq of serious AML shortcomings

The Swiss structured products specialist must remedy deficiencies in...

People
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21 May 2021

People: AMF head of policy joins Esma

The European Securities and Markets Authority (Esma) has appointed...

Market
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21 Oct 2020

Market players slam UK watchdog’s bitcoin ETN ban

Several market players in the digital space have criticised the UK...

Market Reviews
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28 Feb 2019

Germany Market Review - January 2019

In January, the German market for structured products witnessed the...

Regulation
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17 Oct 2018

German regulator aims at structured products ‘concentration’ and ‘discretionary scope’ in valuation

Investment banks and product manufacturers operating in Germany will...