Insights by Tag:

SFC

Products
HK equity-linked sales rebound boosted by tech, AI themes: SFC-HKMA survey

20 Sep 2024

HK equity-linked sales rebound boosted by tech, AI themes: SFC-HKMA survey

The survey conducted by the two Hong Kong SAR financial regulators shows that around 61% of structured product sales come from equity-linked products. Sales of FX rates-linked products dropped in 2023.

Regulation
JPM: HKEX structured product proposal could boost market efficiency

07 May 2024

JPM: HKEX structured product proposal could boost market efficiency

The new proposed measure by the domestic exchange and the regulator has promoted the discussion on enhancing the flexibility to list products on the first day of listing, as well as the assessment of product types besides leveraged products.

Regulation
HK regulators slam due diligence flaws in structured product sales

22 Apr 2024

HK regulators slam due diligence flaws in structured product sales

A thematic review carried out by the regulators highlights shortcomings and risk factors in due diligence assessment methodologies for non-exchange traded investment products.

Products
Digital assets: Boerse Stuttgart's BISON expands trading to crypto ETNs

15 Apr 2024

Digital assets: Boerse Stuttgart's BISON expands trading to crypto ETNs

In this week’s roundup, we also look at Fineqia’s new investment advisor role for Digital Asset Blockchain infrastructure AMC and AMINA HK’s structured product offering.

Products
Digital assets: UK greenlights crypto ETNs, Bybit under scrutiny by HK regulator

14 Mar 2024

Digital assets: UK greenlights crypto ETNs, Bybit under scrutiny by HK regulator

The past week has sees a flurry of regulatory updates and market developments in the digital assets and crypto structured products space.

Regulation
Digital assets: regulators join efforts on tokenisation pilots

06 Nov 2023

Digital assets: regulators join efforts on tokenisation pilots

In this week’s roundup, we look at new dual currency crypto plays, HSBC’s tokenised deposit testing and the Hong Kong SAR regulator’s latest remarks on tokenised-related products.

Market
SRP in brief: home stretch

06 Nov 2023

SRP in brief: home stretch

The Hong Kong SAR regulator zeroes in on ESG while an Austrian issuer goes for gold in Poland.

Regulation
SFC to mitigate ESG greenwashing in investment products

02 Nov 2023

SFC to mitigate ESG greenwashing in investment products

The Hong Kong SAR financial regulator stated its proposed voluntary code of conduct will align with international practices based on the recommendations of the International Organization of Securities Commissions (Iosco).

Regulation
SFC warns distributors on meeting standard for product offering scope

26 Oct 2023

SFC warns distributors on meeting standard for product offering scope

The Hong Kong SAR financial regulator has released a circular aimed at distributors of financial product offering guaranteed returns and other services when marketing SFC-authorised funds.

Market
Feature: crypto structured products fuel market in post-2022 tumble

27 Sep 2023

Feature: crypto structured products fuel market in post-2022 tumble

From new product launches to risk management, industry players share their latest observations on structured products in the digital asset space in 2023.

Market Reviews
Hong Kong SAR Market Review, Q2 2023: issuance down QoQ

19 Sep 2023

Hong Kong SAR Market Review, Q2 2023: issuance down QoQ

Some 7,760 structured products worth HKD170 billion ($21 billion) were issued on the Hong Kong SAR primary market during the second quarter of 2023.

Products
Digital assets: SEBA gets HK approval-in-principle to offer structured products

30 Aug 2023

Digital assets: SEBA gets HK approval-in-principle to offer structured products

In this week’s roundup, we look at new developments in the digital assets market in relation to derivatives and structured products including Hashkey’s plan on derivatives as it goes live in HK, Grayscale’s winning over the SEC, the approval granted to Coinbase in the US, and more.