The Swiss bank faces claims of alleged unsuitable sales and misrepresentations from a US broker dealer affiliate.
Investment loss attorneys at Shepherd Smith Edwards & Kantas (SSEK) are talking to customers of UBS Financial Services broker William Word Huthnance in Houston, Texas, to seek compensation for unsuitable sales of the UBS Yield Enhancement Strategy (UBS YES). The law firm is accusing the broker-dealer of allegedly unsuitably recommending the bank’s ‘risky iron condor strategy to customers while purportedly making misrepresentations and omissions to them’. Unfortunately, W