SRP

SFC fines Bank of China over internal system and control failures

Asia Pacific | Regulations & Legal

18 Mar 2019 by Pablo Conde

Hong Kong regulator reprimands and orders BOCI Securities Limited to pay HK$10 million (US$1.3 million) for regulatory breaches in selling investment products

Tag: Investment products

SFC fines Bank of China over internal system and control failures

Asia Pacific | Regulations & Legal

18 Mar 2019 by Pablo Conde

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SFC fines Bank of China over internal system and control failures

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