Tag: Advisers
UK advisers: most of Priips disclosure material is ignored
Europe | Regulations & Legal
30 Sep 2021 by SRP News
The country’s association of advisers and investment managers is calling for a fundamental review of the Priips regime rather than a ‘sticking plaster’ approach.
US start-up targets risk management, income generation needs of advisors
North America | Products
18 May 2021 by Lavanya Nair
The US firm is targeting investment advisors in the US market to increase the penetration rate of structured products.
Jackson develops in-house digital portal for indexed annuities
North America | Technology
04 Sep 2020 by Lavanya Nair & Pablo Conde
Prudential subsidiary Jackson National Life Insurance Company has launched a new digital tool to help investment advisers without state insurance licences access to annuity solutions.
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Move to virtual will have a positive impact on structured product transactions
North America | Technology
04 Aug 2020 by Lavanya Nair & Pablo Conde
With the first half of 2020 being ravaged by the Covid-19 pandemic, financial professionals are scrambling to shift towards a more accessible client dynamic that can benefit both parties while maintaining proper social distancing measures.
SIMON collaborates with Raymond James on annuities, Leonteq adds white label partner
International | Products
30 Apr 2020 by SRP News
SIMON Markets and Raymond James Financial have reached an agreement to bring SIMON’s end-to-end digital platform for annuities to Raymond James’ 8,000 plus advisor force.
Profile: Wealthinity, combining client servicing tools and investment solutions
Europe | Features
12 Dec 2019 by Pablo Conde
Following yesterday’s interview with Kirill Ilinski, managing partner at Fusion AM, SRP spoke to Taras Rybak (pictured), head of investment solutions at Fusion and co-founder of Wealthinity, the new platform targeted at advisors which will offer access to a range of pre-built investment portfolios featuring structured products.
Exclusive: Axio snaps up Luma’s parent company wholesale operations
North America | Industry
10 May 2019 by Pablo Conde
The US structured products distributor moves to expand the reach of its distribution channel.
Luma structured products platform adds investment product pioneer
North America | People
17 Apr 2019 by Pablo Conde
Luma Financial Technologies, the independent, multi-issuer, online platform that provides broker/dealers, registered investment advisers (RIAs) and banks with a feature-rich marketplace for structured products and annuities, has announced that Stephen Bodurtha (pictured), an investment product pioneer and co-inventor of the Select Sector SPDRs ETFs, has joined the firm’s board of directors.
US structured annuity providers push advisory channel
North America | Products
19 Mar 2019 by Pablo Conde
Providers of indexed and structured annuities in the US are piling up resources to increase the offering of commission-free annuity products to fee-only advisors as the registered independent advisor (RIA) channel gets momentum.
