Tag: Iosco
People: AMF appoints head of investor protection
International | People
29 May 2024 by SRP News
In this week's people round up we look at the latest appointments and departures at the French regulator, Iosco, J.P. Morgan, London Stock Exchange, and more.
Digital assets: Iosco dispatches policy recommendations for DeFi
International | Industry
10 Jan 2024 by Jocelyn Yang
In this week’s roundup, we also look at Raiffeisen Schweiz joining SIX Digital Exchange, Metalpha’s investment, and Coinbase’s move to offer derivatives products in Europe.
SFC to mitigate ESG greenwashing in investment products
Asia Pacific | Regulations & Legal
02 Nov 2023 by Jocelyn Yang
The Hong Kong SAR financial regulator stated its proposed voluntary code of conduct will align with international practices based on the recommendations of the International Organization of Securities Commissions (Iosco).
Curb your enthusiasm
International | Products
10 Aug 2023 by Sybil Yorke
SRP follows up on recent Iosco’s policy suggestions and critique of non-Sofr replacements for USD Libor.
SRP in brief: slowing down
International | Industry
30 May 2023 by Amélie Labbe
This past week features a spotlight on the role of ETFs in the structured product market and new staff announcement at two major French banks.
Iosco tough cop on the beat, seeks answers on cryptos
International | Regulations & Legal
23 May 2023 by SRP News
The consultation report aims to address market integrity and investor protection issues in crypto-asset markets by Q4 2023.
UK regulator announces code of conduct for ESG products
Europe | Regulations & Legal
01 Dec 2022 by SRP News
As financial services firms integrate ESG into their activities and expand their ESG-focussed products, they are increasingly reliant on third party ESG data and ratings services.
Regulators red flag digital marketing, distribution as investors flock to alternatives
International | Regulations & Legal
20 Oct 2022 by SRP News
The International Organization of Securities Commissions (Iosco) has published measures for national regulators to consider when determining their policy and enforcement approaches to retail online offerings and marketing.
Latest: UK, Swiss firms team up to launch ‘iconic art’ AMC
International | Industry
18 Oct 2022 by SRP News
UK fractional art investment platform Mintus has signed a partnership agreement with Amicorp Group's wealth management company, Amergeris, to offer access to shared ownership of iconic art to the clients of private banks, family offices and wealth managers.
