SRP Feature (Part 5): Different standards confuse investors

In response to the question of whether the SEC coordinating with the Department of Labor (DoL) on the creation of the proposed rules, Jay Clayton ( pictured ), chairman of the SEC provided a hint in a speech ( The Evolving Market for Retail Investment Services and Forward-Looking Regulation - Adding Clarity and Investor Protection while Ensuring Access and Choice ) made in Philadelphia on May 2, 2018. No one entity has jurisdiction over the entire whole, even though people think of their portfo