SRP Feature (Part 5): Different standards confuse investors

Richard Jory, 03 August 2018

In response to the question of whether the SEC coordinating with the Department of Labor (DoL) on the creation of the proposed rules, Jay Clayton (pictured), chairman of the SEC provided a hint in a speech (The Evolving Market for Retail Investment Services and Forward-Looking Regulation - Adding Clarity and Investor Protection while Ensuring Access and Choice) made in Philadelphia on May 2, 2018.

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