Glossary

News - Archive

  • Switzerland

Vontobel concludes private bank acquisition

SRP News, 02 July 2018

Vontobel has completed the acquisition of Notenstein La Roche Privatbank AG, as announced on May 24, 2018.

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  • The Netherlands

Commerzbank turbos reach average trading volume of €1,800 in Netherlands

Marc Wolterink, 02 July 2018

The average transaction volume of turbos issued by Commerzbank in the Netherlands during the past 12 months is approximately €1,800, according to Christophe Cox (pictured ...

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  • Europe - Others

Priips: Esma seems to be open to changes, even around level 1 issues

Pablo Conde, 02 July 2018

Consumer association calls for Ucits funds Priips exemption, Eusipa acknowledges product crossover

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  • APAC - Others
  • Singapore

Efficiency gains have resulted in 54% cost savings for our clients, Contineo

Sabina Peycheva, 02 July 2018

The inefficiency of traditional approaches for price requests has triggered the need of revenue optimization and flow product distribution automation in order to drive business growth ...

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  • Germany

Germany Market Review - May 2018

Aleksander Petkov, 29 June 2018

Products pegged to a single share underlying monopolised the German market for structured products in May with 300 products in subscription, over three times more than ...

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  • Portugal

Portugal Market Review - May 2018

Marta Damaso & Richard Jory, 29 June 2018

Five structured products worth an estimated €65m were added to the Portugal database in May, down from six products worth €92m in the previous month.

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  • Canada

Canada Market Review - May 2018

Veselin Valchev, 29 June 2018

Canada’s structured products market saw the first growth in three months, with the outstanding notional on the market increasing by some C$120m (US$91m ...

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  • USA
  • Europe - Others
  • APAC - Others

That Was The Week: Now you CFD it...

Richard Jory, 29 June 2018

You've got to love regulation. No, really, you do have to love it.

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  • APAC - Others
  • Europe - Others
  • USA

Product wrap: Volatility control, centenary and utility indices

Marc Wolterink, 29 June 2018

This week's wrap covers structured products with strike dates between June 24-30, 2018. Structures reviewed include a volatility control index in Germany, which is ...

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  • USA

Finra turfs out former broker over unsuitable structured notes sales to seniors

SRP News, 29 June 2018

The US Financial Regulatory Authority (Finra) has banned Kyusun Kim, a broker dealer working at Independent Financial Group for making 'unsuitable recommendations to numerous senior customers ...

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  • The Netherlands

AFM fines online broker for failing to report transactions in listed products

Marc Wolterink, 28 June 2018

The Netherlands Authority for the Financial Markets (AFM) has imposed an administrative fine of €240,000 on online broker Degiro for not reporting transactions on time.

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  • Europe - Others

European trade body throws a strop in latest push for Priips revision

SRP News, 28 June 2018

Efama urges regulators to change rules that forces manufacturers to make claims for products that hinders investors' understanding

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  • Europe - Others

Barclays pushes digitalisation, builds up algorithmic trading, pricing, and distribution

Pablo Conde, 28 June 2018

Barclays has beefed up its Corporate and Investment Bank (CIB) division to execute on the digitalisation of its Markets business, as part of the UK bank ...

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  • Europe - Others

Goldman Sachs Emea departures pile up

Pablo Conde, 28 June 2018

Goldman Sachs' equity derivatives team covering Europe, Middle East and Africa (Emea) continues to be in turmoil following the departure of the London-based head of ...

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